Active
WELLINGTON SHIELDS & CO., LLC
Investment Advice|NEW YORK, NY
TransparentReliable DataUniform StandardsStrategic Decision MakingTransactional EfficiencyTransparentReliable DataUniform StandardsStrategic Decision MakingTransactional EfficiencyTransparentReliable DataUniform StandardsStrategic Decision MakingTransactional Efficiency
Assets Under Management
$470.9M
Total AUM
| Category | Value |
|---|---|
| Discretionary | 430.5M |
| Non-Discretionary | 40.4M |
Adviser Information
| Field | Value |
|---|---|
| CRD Number | 149021 |
| SEC Number | 801-70755 |
| Street Address | 60 BROAD ST. |
| Street Address 2 | 39TH FLOOR |
| Location | NEW YORK, NY 10004 |
| Country | United States |
| Phone | 212-320-2000 |
| Fax | 212-320-3040 |
| Total Employees | 25 |
| Business Types | broker_dealer, insurance_broker |
Client Count by Type (519 Total)
| Category | Value |
|---|---|
| Individuals (other than H… | 365 |
| High Net Worth Individual… | 149 |
| Corporations/Businesses | 5 |
Community Partners
CITY OF NEW YORK
CITY OF NEW YORK POLICE DEPARTMENT
CUNY SCHOOL OF PROFESSIONAL STUDIES
MAYORS OFFICE OF THE CRIMINAL JUSTI
NEW YORK CITY ADMINISTRATION FOR CHILDRENS SERVICES
NEW YORK CITY DEPARTMENT OF HOMELESS
NEW YORK CITY DEPARTMENT OF PARKS AND RECREATION
NEW YORK CITY GEOGRAPHIC DISTRICT # 2
NEW YORK, CITY OF
NEW YORK CITY OFFICE OF MANAGEMENT & BUDGET
NEW YORK CITY OFF OF CHEIF MED EXAM
NR LOCKWOOD PHASE I LP
NYC CIVILIAN COMPLAINT REVIEW BOARD
NYC CONSUMER AFFAIRS DEPT
NYC DEPARTMENT OF PROBATION
NYCEDC
NYC SERVICE
OFFICE OF SPEC NARCOTICS PROSECUTOR
THE NEW YORK COUNTY DISTRICT ATTORNEY'S OFFICE
WASHINGTON HEIGHTS COMMUNITY SERVICES, INC.
CITY OF NEW YORK
CITY OF NEW YORK POLICE DEPARTMENT
CUNY SCHOOL OF PROFESSIONAL STUDIES
MAYORS OFFICE OF THE CRIMINAL JUSTI
NEW YORK CITY ADMINISTRATION FOR CHILDRENS SERVICES
NEW YORK CITY DEPARTMENT OF HOMELESS
NEW YORK CITY DEPARTMENT OF PARKS AND RECREATION
NEW YORK CITY GEOGRAPHIC DISTRICT # 2
NEW YORK, CITY OF
NEW YORK CITY OFFICE OF MANAGEMENT & BUDGET
NEW YORK CITY OFF OF CHEIF MED EXAM
NR LOCKWOOD PHASE I LP
NYC CIVILIAN COMPLAINT REVIEW BOARD
NYC CONSUMER AFFAIRS DEPT
NYC DEPARTMENT OF PROBATION
NYCEDC
NYC SERVICE
OFFICE OF SPEC NARCOTICS PROSECUTOR
THE NEW YORK COUNTY DISTRICT ATTORNEY'S OFFICE
WASHINGTON HEIGHTS COMMUNITY SERVICES, INC.
CITY OF NEW YORK
CITY OF NEW YORK POLICE DEPARTMENT
CUNY SCHOOL OF PROFESSIONAL STUDIES
MAYORS OFFICE OF THE CRIMINAL JUSTI
NEW YORK CITY ADMINISTRATION FOR CHILDRENS SERVICES
NEW YORK CITY DEPARTMENT OF HOMELESS
NEW YORK CITY DEPARTMENT OF PARKS AND RECREATION
NEW YORK CITY GEOGRAPHIC DISTRICT # 2
NEW YORK, CITY OF
NEW YORK CITY OFFICE OF MANAGEMENT & BUDGET
NEW YORK CITY OFF OF CHEIF MED EXAM
NR LOCKWOOD PHASE I LP
NYC CIVILIAN COMPLAINT REVIEW BOARD
NYC CONSUMER AFFAIRS DEPT
NYC DEPARTMENT OF PROBATION
NYCEDC
NYC SERVICE
OFFICE OF SPEC NARCOTICS PROSECUTOR
THE NEW YORK COUNTY DISTRICT ATTORNEY'S OFFICE
WASHINGTON HEIGHTS COMMUNITY SERVICES, INC.
Municipal Government
20 Active
20
Organizations
CITY OF NEW YORK BUSINESS INTEGRITY COMMISSION
CITY OF NEW YORK HOUSING PRESERVATION & DEVELOPMENT
HS HEALTH CAREERS & SCIENCE
HUDSON RIVER PARK TRUST
LANDMARKS PRESERVATION COMMISSION
METROPOLITAN NEW YORK LIBRARY COUNCIL
NEW YORK AND NEW JERSEY PORT AUTHORITY
NEW YORK CITY HEALTH AND HOSPITALS CORPORATION
NEW YORK CITY OF HUMAN RIGHTS COMMISSION
NYC SOIL & WATER CONSERVATION DISTRICT
WATERFRONT COMMISSION OF NEW YORK HARBOR
CITY OF NEW YORK BUSINESS INTEGRITY COMMISSION
CITY OF NEW YORK HOUSING PRESERVATION & DEVELOPMENT
HS HEALTH CAREERS & SCIENCE
HUDSON RIVER PARK TRUST
LANDMARKS PRESERVATION COMMISSION
METROPOLITAN NEW YORK LIBRARY COUNCIL
NEW YORK AND NEW JERSEY PORT AUTHORITY
NEW YORK CITY HEALTH AND HOSPITALS CORPORATION
NEW YORK CITY OF HUMAN RIGHTS COMMISSION
NYC SOIL & WATER CONSERVATION DISTRICT
WATERFRONT COMMISSION OF NEW YORK HARBOR
CITY OF NEW YORK BUSINESS INTEGRITY COMMISSION
CITY OF NEW YORK HOUSING PRESERVATION & DEVELOPMENT
HS HEALTH CAREERS & SCIENCE
HUDSON RIVER PARK TRUST
LANDMARKS PRESERVATION COMMISSION
METROPOLITAN NEW YORK LIBRARY COUNCIL
NEW YORK AND NEW JERSEY PORT AUTHORITY
NEW YORK CITY HEALTH AND HOSPITALS CORPORATION
NEW YORK CITY OF HUMAN RIGHTS COMMISSION
NYC SOIL & WATER CONSERVATION DISTRICT
WATERFRONT COMMISSION OF NEW YORK HARBOR
Special District
11 Active
11
Organizations
CITY UNIVERSITY OF NEW YORK-DATA FOR COMMUNITY COLLEGES
COOKE SCHOOL & INSTITUTE
FASHION INST OF TECHNOLOGY
HARBOR SCIENCE & ARTS CHARTER SCHOOL
HUNTER CAMPUS SCHOOLS
NEW YORK CITY CHARTER SCHOOL OF THE ARTS
NEW YORK CITY SCHOOL DISTRICT
CITY UNIVERSITY OF NEW YORK-DATA FOR COMMUNITY COLLEGES
COOKE SCHOOL & INSTITUTE
FASHION INST OF TECHNOLOGY
HARBOR SCIENCE & ARTS CHARTER SCHOOL
HUNTER CAMPUS SCHOOLS
NEW YORK CITY CHARTER SCHOOL OF THE ARTS
NEW YORK CITY SCHOOL DISTRICT
CITY UNIVERSITY OF NEW YORK-DATA FOR COMMUNITY COLLEGES
COOKE SCHOOL & INSTITUTE
FASHION INST OF TECHNOLOGY
HARBOR SCIENCE & ARTS CHARTER SCHOOL
HUNTER CAMPUS SCHOOLS
NEW YORK CITY CHARTER SCHOOL OF THE ARTS
NEW YORK CITY SCHOOL DISTRICT
School District
7 Active
7
Organizations
02-NYC INC
1000 GRETAS FOUNDATION
10013 FOUNNDATION
100cameras
100 FOR ALL INC
100 HISPANIC WOMEN INC
100-HOLE GOLF MARATHON FOUNDATION
100 PEOPLE FOUNDATION INC
100 RESILIENT CITIES INC
100 ROSES FROM CONCRETE INC
100 TREETOPS LANE INVESTMENT GROUP LLC
100 WOMEN IN FINANCE ASSOCIATION INC
100 WOMEN IN FINANCE FOUNDATION
1014 INC
101 EAST 69TH STREET CONSERVANCY
101 VETERANS INC
1039 BOSTON RD HOUSING DEVELOPMENT FUND CORPORATION
107 FOUNDATION NORTH AMERICA INC
10 ARTS FOUNDATION INC
10 FREEDOM PLACE HOUSING
02-NYC INC
1000 GRETAS FOUNDATION
10013 FOUNNDATION
100cameras
100 FOR ALL INC
100 HISPANIC WOMEN INC
100-HOLE GOLF MARATHON FOUNDATION
100 PEOPLE FOUNDATION INC
100 RESILIENT CITIES INC
100 ROSES FROM CONCRETE INC
100 TREETOPS LANE INVESTMENT GROUP LLC
100 WOMEN IN FINANCE ASSOCIATION INC
100 WOMEN IN FINANCE FOUNDATION
1014 INC
101 EAST 69TH STREET CONSERVANCY
101 VETERANS INC
1039 BOSTON RD HOUSING DEVELOPMENT FUND CORPORATION
107 FOUNDATION NORTH AMERICA INC
10 ARTS FOUNDATION INC
10 FREEDOM PLACE HOUSING
02-NYC INC
1000 GRETAS FOUNDATION
10013 FOUNNDATION
100cameras
100 FOR ALL INC
100 HISPANIC WOMEN INC
100-HOLE GOLF MARATHON FOUNDATION
100 PEOPLE FOUNDATION INC
100 RESILIENT CITIES INC
100 ROSES FROM CONCRETE INC
100 TREETOPS LANE INVESTMENT GROUP LLC
100 WOMEN IN FINANCE ASSOCIATION INC
100 WOMEN IN FINANCE FOUNDATION
1014 INC
101 EAST 69TH STREET CONSERVANCY
101 VETERANS INC
1039 BOSTON RD HOUSING DEVELOPMENT FUND CORPORATION
107 FOUNDATION NORTH AMERICA INC
10 ARTS FOUNDATION INC
10 FREEDOM PLACE HOUSING
Nonprofit Organization
24339 Active
24339
Organizations
Community Partners88 organizations
CITY OF NEW YORK
Municipal Government·NEW YORK
CITY OF NEW YORK POLICE DEPARTMENT
Municipal Government·NEW YORK
CUNY SCHOOL OF PROFESSIONAL STUDIES
Municipal Government·NEW YORK
MAYORS OFFICE OF THE CRIMINAL JUSTI
Municipal Government·NEW YORK
NEW YORK CITY ADMINISTRATION FOR CHILDRENS SERVICES
Municipal Government·NEW YORK
NEW YORK CITY DEPARTMENT OF HOMELESS
Municipal Government·NEW YORK
NEW YORK CITY DEPARTMENT OF PARKS AND RECREATION
Municipal Government·NEW YORK
NEW YORK CITY GEOGRAPHIC DISTRICT # 2
Municipal Government·NEW YORK
NEW YORK, CITY OF
Municipal Government·NEW YORK
NEW YORK CITY OFFICE OF MANAGEMENT & BUDGET
Municipal Government·NEW YORK
NEW YORK CITY OFF OF CHEIF MED EXAM
Municipal Government·NEW YORK
NR LOCKWOOD PHASE I LP
Municipal Government·NEW YORK
NYC CIVILIAN COMPLAINT REVIEW BOARD
Municipal Government·NEW YORK
NYC CONSUMER AFFAIRS DEPT
Municipal Government·NEW YORK
NYC DEPARTMENT OF PROBATION
Municipal Government·NEW YORK
NYCEDC
Municipal Government·NEW YORK
NYC SERVICE
Municipal Government·NEW YORK
OFFICE OF SPEC NARCOTICS PROSECUTOR
Municipal Government·NEW YORK
THE NEW YORK COUNTY DISTRICT ATTORNEY'S OFFICE
Municipal Government·NEW YORK
WASHINGTON HEIGHTS COMMUNITY SERVICES, INC.
Municipal Government·NEW YORK
CITY OF NEW YORK BUSINESS INTEGRITY COMMISSION
Special District·NEW YORK
CITY OF NEW YORK HOUSING PRESERVATION & DEVELOPMENT
Special District·NEW YORK
HS HEALTH CAREERS & SCIENCE
Special District·NEW YORK
HUDSON RIVER PARK TRUST
Special District·NEW YORK
LANDMARKS PRESERVATION COMMISSION
Special District·NEW YORK
NEW YORK CITY HEALTH AND HOSPITALS CORPORATION
Special District·NEW YORK
NEW YORK CITY OF HUMAN RIGHTS COMMISSION
Special District·NEW YORK
NYC SOIL & WATER CONSERVATION DISTRICT
Special District·NEW YORK
CITY UNIVERSITY OF NEW YORK-DATA FOR COMMUNITY COLLEGES
School District·NEW YORK
COOKE SCHOOL & INSTITUTE
School District·NEW YORK
HARBOR SCIENCE & ARTS CHARTER SCHOOL
School District·NEW YORK
NEW YORK CITY CHARTER SCHOOL OF THE ARTS
School District·NEW YORK
02-NYC INC
Nonprofit Organization·New York
1000 GRETAS FOUNDATION
Nonprofit Organization·NEW YORK
10013 FOUNNDATION
Nonprofit Organization·New York
100cameras
Nonprofit Organization·New York
100 FOR ALL INC
Nonprofit Organization·NEW YORK
100 HISPANIC WOMEN INC
Nonprofit Organization·NEW YORK CITY
100-HOLE GOLF MARATHON FOUNDATION
Nonprofit Organization·NEW YORK
100 PEOPLE FOUNDATION INC
Nonprofit Organization·NEW YORK
100 RESILIENT CITIES INC
Nonprofit Organization·New York
100 ROSES FROM CONCRETE INC
Nonprofit Organization·New York
100 TREETOPS LANE INVESTMENT GROUP LLC
Nonprofit Organization·NEW YORK
100 WOMEN IN FINANCE ASSOCIATION INC
Nonprofit Organization·NEW YORK
100 WOMEN IN FINANCE FOUNDATION
Nonprofit Organization·NEW YORK
1014 INC
Nonprofit Organization·NEW YORK
101 EAST 69TH STREET CONSERVANCY
Nonprofit Organization·NEW YORK
101 VETERANS INC
Nonprofit Organization·New York
1039 BOSTON RD HOUSING DEVELOPMENT FUND CORPORATION
Nonprofit Organization·New York
107 FOUNDATION NORTH AMERICA INC
Nonprofit Organization·NEW YORK
10 ARTS FOUNDATION INC
Nonprofit Organization·NEW YORK
10 FREEDOM PLACE HOUSING
Nonprofit Organization·NEW YORK
10 LIVES RESCUE NY INC
Nonprofit Organization·New York
10M CHALLENGE INC
Nonprofit Organization·New York
10 SOUTH STREET CLUB OPERATOR INC
Nonprofit Organization·NEW YORK
10TH AND 51ST HOUSING DEVELOPMENT
Nonprofit Organization·NEW YORK
10TH AVENUE CULTURAL SOCIETY INC
Nonprofit Organization·New York
10 WEST 33RD STREET JV HOLDING CORP
Nonprofit Organization·NEW YORK
10X10 PHOTOBOOKS INC
Nonprofit Organization·NEW YORK
110 EAST END AVE TENANTS ACCOCIATION
Nonprofit Organization·New York
11-13 E 26 ST HOLDING CORP
Nonprofit Organization·NEW YORK
111 EAST 172ND STREET HOUSING DEVELOPMENT FUND CORPORATION
Nonprofit Organization·NEW YORK
111TH STREET BOYS OLD-TIMERS INC
Nonprofit Organization·NEW YORK
112 EAST CLARKE HOUSING FUND CO INC
Nonprofit Organization·NEW YORK
1159 RIVER AVENUE HOUSING DEVELOPMENT FUND CORPORATION
Nonprofit Organization·NEW YORK
116KIDS INC
Nonprofit Organization·NEW YORK
116TH STREET BLOCK ASSOCIATION INC
Nonprofit Organization·NEW YORK
1185 PARK FOUNDATION INC
Nonprofit Organization·NEW YORK
118 CAPITAL INC
Nonprofit Organization·New York
118 EAST 111TH STREET CORP
Nonprofit Organization·NEW YORK
1199 SEIUCITY OF NEW YORK EDUCATION
Nonprofit Organization·NEW YORK
1199 SEIUEmployer Child Care
Nonprofit Organization·NEW YORK
1199SEIUEMPLOYER CHILD CARE FUND
Nonprofit Organization·NEW YORK
1199SEIU GREATER NEW YORK BENEFIT FUND
Nonprofit Organization·NEW YORK
1199SEIUGREATER NEW YORK CHILD CARE
Nonprofit Organization·NEW YORK
1199 SEIUGREATER NEW YORK JOB SECURITY
Nonprofit Organization·NEW YORK
1199 SEIUGREATER NEW YORK WORKERS PARTI
Nonprofit Organization·NEW YORK
1199 SEIU HOME CARE INDUSTRY EDUCATION F
Nonprofit Organization·NEW YORK
1199SEIU HOME CARE INDUSTRY EDUCATION FUND
Nonprofit Organization·NEW YORK
1199SEIU LABOR MANAGEMENT
Nonprofit Organization·NEW YORK
1199 SEIU LEAGUE REGISTERED NURSE
Nonprofit Organization·NEW YORK
1199 SEIU LEAGUE TRAINING AND
Nonprofit Organization·NEW YORK